As an exempt market dealing representative I can offer investment guidance and opportunities in securities that are not publicly traded to certain eligible investors who meet financial requirements as determined by Ontario’s securities regulator.

I am licensed by the Ontario Securities Commission (OSC) through my registered firm Liahona Capital.

My role is threefold:

1. To understand what your unique circumstances and investment objectives. With specific focus on risk tolerance, cashflow requirements and time horizon.
2. To understand the investment products offered by my firm.
3. To determine the suitability of each unique product for your unique circumstances

Dealing representatives are subject to certain regulations and must follow strict guidelines set out by the OSC. This is to ensure that investors are protected and that all investment-related activities are conducted in a fair and transparent manner.